Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Material risk taker (3 Jan 2022 to 4 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2025)
    • CF30 Customer (1 Nov 2007 to 5 Jul 2011)
    • CF26 Customer Trading (10 Aug 2007 to 31 Oct 2007)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Client dealing (7 Mar 2016 to 19 May 2025)
    • CF30 Customer (20 Mar 2010 to 6 Mar 2016)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF26 Customer Trading (13 Jun 2006 to 22 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.