MUFG Corporate Markets Treasury Limited

Date authorised
1 April 2013
Companies House
02652033
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927
    Web
    https://www.mpms.mufg.com

  • Complaints Contact

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Richard Martin Pindar

    IRN PRP01035

    • CF1 Director (1 Dec 2001 to 24 Jun 2003)
  • Paul Wilson

    IRN PDW01072

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (15 Feb 2017 to 8 Dec 2019)
  • Peter Franklin

    IRN PXF01196

    • CF10 Compliance Oversight (27 Aug 2004 to 29 Nov 2004)
    • CF11 Money Laundering Reporting (27 Aug 2004 to 29 Nov 2004)
  • Phiroza Katrak

    IRN PXK01095

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2005)
  • Rebecca Allan

    IRN RXM01774

    • CF30 Customer (1 Nov 2007 to 15 Aug 2008)
    • CF22 Investment Adviser (Trainee) (14 Mar 2005 to 31 Oct 2007)
  • Richard Barry Hewson

    IRN RBH01036

    • CF30 Customer (16 Dec 2008 to 31 Dec 2012)
  • Richard David Bason

    IRN RDB01077

    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Richard Dunlop

    IRN RAD01056

    • [FCA CF] Client dealing (4 Dec 2020 to 3 Aug 2021)
    • CF30 Customer (8 Mar 2011 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 20 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2002)
  • Richard John Mudie

    IRN RJM01289

    • CF21 Investment Adviser (31 Mar 2006 to 24 Nov 2006)
  • Richard Melvyn Marchant

    IRN RMM01141

    • CF2 Non Executive Director (11 Aug 2009 to 14 Jan 2015)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.