Richard Dunlop

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Corporate Markets Treasury Limited (no longer approved here)

    FRN 150403

    • [FCA CF] Client dealing (4 Dec 2020 to 3 Aug 2021)
    • CF30 Customer (8 Mar 2011 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 20 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2002)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 25 Oct 2010)
    • CF21 Investment Adviser (28 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.