MUFG Corporate Markets Treasury Limited

Date authorised
1 April 2013
Companies House
02652033
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927
    Web
    https://www.mpms.mufg.com

  • Complaints Contact

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Baxter

    IRN RXB00480

    • [FCA CF] Client dealing (since 7 Dec 2020)
  • Robert Charles Coyle

    IRN RCC01039

    • CF2 Non Executive Director (8 Aug 2007 to 22 Oct 2008)
  • Robert Damian Hughes

    IRN RDH01121

    • CF1 Director (26 Oct 2012 to 24 Jan 2014)
  • Robert David Sprent

    IRN RDS01069

    • CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)
  • Ross Henry Proudfoot

    IRN RHP01028

    • CF30 Customer (11 Mar 2011 to 28 Jul 2016)
  • Sally Elizabeth Houchen

    IRN SEH01094

    • CF11 Money Laundering Reporting (6 Oct 2006 to 18 May 2007)
    • CF10 Compliance Oversight (6 Oct 2006 to 18 May 2007)
  • Sam Ashton

    IRN SXA00898

    • SMF16 Compliance Oversight (since 11 Jun 2024)
  • Sean Patrick Escott

    IRN SPE01022

    • CF30 Customer (16 Dec 2008 to 9 Nov 2010)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2002)
  • Shireen Elizabeth Clark

    IRN SXC00825

    • SMF16 Compliance Oversight (24 Aug 2022 to 28 Nov 2022)
  • Simon Johnson

    IRN SXJ01351

    • CF1 Director (15 Jan 2008 to 23 Nov 2009)
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Recent activity

Updates to this firm's record on the FCA register.

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