MUFG Corporate Markets Treasury Limited

Date authorised
1 April 2013
Companies House
02652033
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927
    Web
    https://www.mpms.mufg.com

  • Complaints Contact

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Burns

    IRN SXB00679

    • SMF3 Executive Director (13 May 2022 to 1 Aug 2024)
    • [FCA CF] Significant management (24 Jul 2020 to 1 Aug 2024)
  • Susan Lesley Ring

    IRN SXR01169

    • SMF3 Executive Director (9 Dec 2019 to 4 May 2021)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
  • Svetla Peeva-Petrova

    IRN SXP02059

    • CF11 Money Laundering Reporting (2 Oct 2012 to 31 Dec 2013)
    • CF10 Compliance Oversight (2 Oct 2012 to 31 Dec 2013)
  • Terence Martin Spooner

    IRN TMS01104

    • CF1 Director (20 Jun 2014 to 1 Mar 2016)
  • Timothy Hughes

    IRN TRH01031

    • [FCA CF] Manager of certification employee (2 Dec 2020 to 30 Sep 2021)
    • [FCA CF] Client dealing (2 Dec 2020 to 30 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)
  • Timothy James Green

    IRN TXG01210

    • CF11 Money Laundering Reporting (6 Aug 2007 to 25 Jan 2010)
    • CF10 Compliance Oversight (6 Aug 2007 to 25 Jan 2010)
  • Timothy James Parsons

    IRN TJP01128

    • CF1 Director (24 Feb 2010 to 1 Apr 2011)
    • CF28 Systems and controls (24 Feb 2010 to 1 Apr 2011)
  • Timothy Michael Jennings

    IRN TMJ01022

    • CF1 Director (7 Mar 2005 to 16 Feb 2006)
  • Timothy Tracy Brooke Thom

    IRN TTB01004

    • CF2 Non Executive Director (25 Jul 2012 to 3 Nov 2017)
  • Tina Maria Winder

    IRN TMF01024

    • CF11 Money Laundering Reporting (1 Feb 2005 to 7 Apr 2005)
    • CF10 Compliance Oversight (17 May 2004 to 13 Aug 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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