Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Corporate Markets Treasury Limited (no longer approved here)

    FRN 150403

    • [FCA CF] Client dealing (2 Dec 2020 to 30 Sep 2021)
    • [FCA CF] Manager of certification employee (2 Dec 2020 to 30 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • CF30 Customer (17 Feb 2010 to 13 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.