Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (4 Jul 2017 to 13 Nov 2019)
- CF11 Money Laundering Reporting (4 Jul 2017 to 13 Nov 2019)
-
- CF10 Compliance Oversight (6 Aug 2007 to 25 Jan 2010)
- CF11 Money Laundering Reporting (6 Aug 2007 to 25 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.