Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capita Pension Solutions Limited (no longer approved here)

    FRN 142484

    • CF10 Compliance Oversight (4 Jul 2017 to 13 Nov 2019)
    • CF11 Money Laundering Reporting (4 Jul 2017 to 13 Nov 2019)
  • MUFG Corporate Markets Treasury Limited (no longer approved here)

    FRN 150403

    • CF10 Compliance Oversight (6 Aug 2007 to 25 Jan 2010)
    • CF11 Money Laundering Reporting (6 Aug 2007 to 25 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.