Tina Maria Winder

Watch for changes

IRN: TMF01024
Last updated: 3 weeks ago

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Boardwalk Alternative Capital Limited
FRN 914892
- (2)SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Apr 2022)
- (3)SMF16 Compliance Oversight (since 29 Apr 2022)
Evelyn Partners Securities (no longer approved here)
FRN 124255
- CF11 Money Laundering Reporting (18 Aug 2017 to 25 May 2018)
HW Financial Services Limited (no longer approved here)
FRN 134190
- CF11 Money Laundering Reporting (18 Aug 2017 to 25 May 2018)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF11 Money Laundering Reporting (18 Aug 2017 to 25 May 2018)
TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)
FRN 142989
- CF11 Money Laundering Reporting (18 Aug 2017 to 25 May 2018)
Evelyn Partners Discretionary Investment Management Limited (no longer approved here)
FRN 147103
- CF11 Money Laundering Reporting (18 Aug 2017 to 25 May 2018)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF11 Money Laundering Reporting (18 Aug 2017 to 25 May 2018)
Evelyn Partners Asset Management Limited (no longer approved here)
FRN 223074
- CF11 Money Laundering Reporting (18 Aug 2017 to 25 May 2018)
MUFG Corporate Markets Treasury Limited (no longer approved here)
FRN 150403
- CF11 Money Laundering Reporting (1 Feb 2005 to 7 Apr 2005)
- CF10 Compliance Oversight (17 May 2004 to 13 Aug 2004)
MUFG Corporate Markets Trustees (UK) Limited (no longer approved here)
FRN 184113
- CF11 Money Laundering Reporting (12 Jan 2004 to 1 Apr 2005)
- CF1 Director (5 Dec 2003 to 31 Jul 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

1 day ago
controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Boardwalk Alternative Capital Limited
1 day ago
controlled function removed: SMF16 Compliance Oversight at Boardwalk Alternative Capital Limited
1 day ago
controlled function added: (2)SMF17 Money Laundering Reporting Officer (MLRO) at Boardwalk Alternative Capital Limited
1 day ago
controlled function added: (3)SMF16 Compliance Oversight at Boardwalk Alternative Capital Limited

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.