Boardwalk Alternative Capital Limited

Date authorised
1 October 2020
Companies House
09268507
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    The Broadwalk
    Manchester
    Greater Manchester
    M15 4PS
    UNITED KINGDOM
    Phone
    +441617110730
    Web
    https://boardwalkac.com

  • Complaints Contact

    2nd Floor
    The Broadwalk
    Manchester
    Greater Manchester
    M15 4PS
    UNITED KINGDOM
    Phone
    +441617110730

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gerard Hugh Mostyn Lane

    IRN GHL01012

    • (4)SMF3 Executive Director (since 1 Oct 2020)
  • Ian Bennett

    IRN IXB01276

    • (5)SMF3 Executive Director (since 1 Oct 2020)
  • Ian De Burgh Marsh

    IRN IAD01013

    • (2)SMF3 Executive Director (19 Apr 2021 to 1 Jan 2024)
    • (1)SMF9 Chair of the Governing Body (19 Apr 2021 to 1 Jan 2024)
    • (3)SMF1 Chief Executive (1 Oct 2020 to 19 Apr 2021)
  • Michael John Oliver Toole

    IRN MJT01199

    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2020 to 28 Feb 2022)
    • (5)SMF16 Compliance Oversight (1 Oct 2020 to 28 Feb 2022)
    • (6)SMF3 Executive Director (1 Oct 2020 to 28 Feb 2022)
  • Patrick Charles Mansel Lewis

    IRN PCL01016

    • (1)SMF1 Chief Executive (since 1 Apr 2021)
  • Tina Maria Winder

    IRN TMF01024

    • (3)SMF16 Compliance Oversight (since 29 Apr 2022)
    • (2)SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (5)SMF3 Executive Director

  2. controlled function added: (4)SMF3 Executive Director

  3. controlled function added: (3)SMF16 Compliance Oversight

  4. controlled function added: (2)SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function added: (1)SMF1 Chief Executive

  6. controlled function added: (6)SMF3 Executive Director

  7. controlled function added: (5)SMF16 Compliance Oversight

  8. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO)

  9. controlled function added: (3)SMF1 Chief Executive

  10. controlled function added: (2)SMF3 Executive Director

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