Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (2)SMF3 Executive Director (19 Apr 2021 to 1 Jan 2024)
- (1)SMF9 Chair of the Governing Body (19 Apr 2021 to 1 Jan 2024)
- (3)SMF1 Chief Executive (1 Oct 2020 to 19 Apr 2021)
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- CF2 Non Executive Director (21 Apr 2015 to 31 Mar 2016)
- CF1 Director (13 Mar 2012 to 21 Apr 2015)
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- CF1 Director (6 Dec 2011 to 31 Mar 2016)
- CF3 Chief Executive (6 Dec 2011 to 1 Oct 2015)
- CF30 Customer (6 Dec 2011 to 31 Mar 2016)
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- CF1 Director (16 Jul 2010 to 29 Nov 2010)
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- CF1 Director (4 Feb 2009 to 2 Nov 2010)
- CF3 Chief Executive (4 Feb 2009 to 2 Nov 2010)
- Responsible for Insurance Mediation (4 Feb 2009 to 2 Nov 2010)
- CF30 Customer (20 Oct 2008 to 29 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 17 Feb 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)SMF9 Chair of the Governing Body at Boardwalk Alternative Capital Limited
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controlled function added: (2)SMF3 Executive Director at Boardwalk Alternative Capital Limited
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controlled function added: (3)SMF1 Chief Executive at Boardwalk Alternative Capital Limited