Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Boardwalk Alternative Capital Limited (no longer approved here)

    FRN 914892

    • (2)SMF3 Executive Director (19 Apr 2021 to 1 Jan 2024)
    • (1)SMF9 Chair of the Governing Body (19 Apr 2021 to 1 Jan 2024)
    • (3)SMF1 Chief Executive (1 Oct 2020 to 19 Apr 2021)
  • Stonehage Fleming Advisory Limited (no longer approved here)

    FRN 194929

    • CF2 Non Executive Director (21 Apr 2015 to 31 Mar 2016)
    • CF1 Director (13 Mar 2012 to 21 Apr 2015)
  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • CF1 Director (6 Dec 2011 to 31 Mar 2016)
    • CF3 Chief Executive (6 Dec 2011 to 1 Oct 2015)
    • CF30 Customer (6 Dec 2011 to 31 Mar 2016)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • CF1 Director (16 Jul 2010 to 29 Nov 2010)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF1 Director (4 Feb 2009 to 2 Nov 2010)
    • CF3 Chief Executive (4 Feb 2009 to 2 Nov 2010)
    • Responsible for Insurance Mediation (4 Feb 2009 to 2 Nov 2010)
    • CF30 Customer (20 Oct 2008 to 29 Nov 2010)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 17 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)SMF9 Chair of the Governing Body at Boardwalk Alternative Capital Limited

  2. controlled function added: (2)SMF3 Executive Director at Boardwalk Alternative Capital Limited

  3. controlled function added: (3)SMF1 Chief Executive at Boardwalk Alternative Capital Limited