Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (8 Mar 2011 to 8 Dec 2019)
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- CF30 Customer (16 Dec 2008 to 9 Nov 2010)
- CF10 Compliance Oversight (1 Dec 2001 to 31 May 2002)
- CF11 Money Laundering Reporting (1 Dec 2001 to 31 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.