Richard John Mudie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MUFG Corporate Markets Treasury Limited (no longer approved here)
FRN 150403
- CF21 Investment Adviser (31 Mar 2006 to 24 Nov 2006)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (18 Sep 2002 to 20 Jun 2005)
- CF22 Investment Adviser (Trainee) (24 May 2002 to 18 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.