MUFG Corporate Markets Treasury Limited

Date authorised
1 April 2013
Companies House
02652033
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927
    Web
    https://www.mpms.mufg.com

  • Complaints Contact

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Boddy

    IRN NXB00201

    • [FCA CF] Significant management (23 Dec 2020 to 1 Feb 2022)
  • Neil Dabasia

    IRN NDD00025

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (2 Dec 2017 to 8 Dec 2019)
  • Nell Sarah Popert Dillistone

    IRN NSD01040

    • CF28 Systems and controls (21 Feb 2012 to 14 Aug 2015)
    • CF1 Director (21 Feb 2012 to 14 Aug 2015)
  • Nicolas Norman Bedford

    IRN NNB01005

    • CF1 Director (22 Jul 2011 to 31 May 2012)
  • Nigel Grant Tooby

    IRN NGT01019

    • CF1 Director (13 Jun 2008 to 7 Jan 2009)
  • Nigel Timothy Fish

    IRN NTF01003

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
    • CF1 Director (2 Jul 2015 to 8 Dec 2019)
  • Patrick Alderman

    IRN PXA00181

    • [FCA CF] Manager of certification employee (1 Apr 2023 to 10 Jan 2024)
    • [FCA CF] Client dealing (22 Dec 2021 to 10 Jan 2024)
  • Paul Andrew Roberts

    IRN PAR01155

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF22 Investment Adviser (Trainee) (17 Mar 2005 to 31 Oct 2007)
  • Paul Martin Gardiner

    IRN PMG01123

    • CF1 Director (6 Nov 2017 to 9 Dec 2019)
  • Paul Mueller

    IRN PXM01362

    • CF13 Finance (19 Feb 2003 to 31 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
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Recent activity

Updates to this firm's record on the FCA register.

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