Paul Andrew Roberts

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arlingclose Limited

    FRN 417722

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Oct 2017 to 8 Dec 2019)
  • MUFG Corporate Markets Treasury Limited (no longer approved here)

    FRN 150403

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF22 Investment Adviser (Trainee) (17 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.