Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 31 Oct 2023)
    • 14. Managing investments
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (8 May 2007 to 31 Oct 2007)
  • MUFG Corporate Markets Treasury Limited (no longer approved here)

    FRN 150403

    • CF13 Finance (19 Feb 2003 to 31 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.