Date authorised
1 April 2013
Companies House
03368205
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020
  • Complaints Contact

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Robert Preece

    IRN DRP01089

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Jun 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jul 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jan 2007 to 18 Jan 2016)
    • CF1 Director (AR) (8 Jan 2007 to 26 Jan 2018)
    • CF1 Director (8 Jan 2007 to 1 Jul 2019)
    • CF8 Apportionment and Oversight (8 Jan 2007 to 31 Mar 2009)
    • CF14 Risk Assessment (8 Jan 2007 to 31 Oct 2007)
  • David Russell Knight

    IRN DXK00106

    • CF1 Director (AR) (since 20 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (2 Apr 2024 to 30 Aug 2024)
    • CF1 Director (AR) (29 Sep 2023 to 2 Sep 2024)
  • David Shaw

    IRN DXS00308

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • David Smith

    IRN DXS00140

    • CF1 Director (AR) (7 May 2013 to 9 Mar 2017)
  • David Stephen Thornton

    IRN DST00007

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • David Thomas Clark

    IRN DXC00579

    • Appointed representative dealing with clients for which they require qualification (26 Aug 2022 to 26 Aug 2024)
  • David Thomas Hughes

    IRN DTH00022

    • Appointed representative dealing with clients for which they require qualification (24 May 2021 to 20 Mar 2024)
  • David Walmsley

    IRN DXW00225

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Nov 2023)
  • David Walter George Anderson

    IRN DXA00349

    • Appointed representative dealing with clients for which they require qualification (24 Aug 2023 to 7 Jun 2024)
  • David Walton

    IRN DXW00202

    • CF1 Director (AR) (since 31 May 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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