A.D.N. Financial Solutions Ltd

This firm operates as an appointed representative of St. James's Place Wealth Management Plc, Mortgage Advice Bureau Limited and Mortgage Advice Bureau (Derby) Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Andrew James Edwards
IRN AJE01125
- (1)Employed By (since 26 Nov 2020)
- (4)Employed By (25 Mar 2009 to 7 Feb 2014)
Daniel Nicholas Smith
IRN DNS01031
- (2)Employed By (since 27 Aug 2020)
- (2)Employed By (25 Mar 2009 to 18 Feb 2020)
James Hobbs
IRN JMH01295
- (3)Employed By (26 May 2011 to 8 Oct 2012)
Nigel John Strutt
IRN NJS00012
- (3)Employed By (since 14 May 2020)
- (1)Employed By (25 Mar 2009 to 18 Feb 2020)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.