James Hobbs

• Best Practice IFA Group Limited

  FRN 223112

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 11 Oct 2016)
• MJB (Partnership) Limited

  FRN 117931

  • (1)Employed By (since 11 Oct 2016)
• Ascot Lloyd Limited (no longer approved here)

  FRN 578614

  • CF30 Customer (27 Jan 2016 to 14 Jun 2016)
• Argentis Wealth Management Ltd (no longer approved here)

  FRN 419331

  • CF30 Customer (2 Oct 2012 to 30 Dec 2012)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (26 May 2011 to 8 Oct 2012)
• A.D.N. Financial Solutions Ltd (no longer approved here)

  FRN 498057

  • (3)Employed By (26 May 2011 to 8 Oct 2012)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (8 Feb 2010 to 14 Dec 2011)
• The Clear Advice Group Ltd (no longer approved here)

  FRN 452665

  • Employed By (8 Feb 2010 to 14 Dec 2011)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF30 Customer (21 Jul 2009 to 2 Feb 2010)
• Rampton Associates (no longer approved here)

  FRN 215906

  • (11)Employed By (15 Jul 2009 to 2 Feb 2010)

No changes recorded yet.