Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 20 Oct 2022)
- CF30 Customer (since 17 Oct 2022)
- CF1 Director (AR) (since 17 Oct 2022)
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Fulcrum Wealth Ltd
FRN 984664
- (1)Employed By (since 17 Oct 2022)
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Mortgage Advice Bureau Limited
FRN 455545
- CF1 Director (AR) (since 14 May 2020)
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Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 14 May 2020)
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A.D.N. Financial Solutions Ltd
FRN 498057
- (3)Employed By (since 14 May 2020)
- (1)Employed By (25 Mar 2009 to 18 Feb 2020)
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MABWM Ltd
FRN 806378
- Employed By (since 6 May 2020)
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- Appointed representative dealing with clients for which they require qualification (7 May 2020 to 10 Oct 2022)
- CF30 Customer (6 May 2020 to 10 Oct 2022)
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- CF1 Director (AR) (31 Mar 2013 to 18 Feb 2020)
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- CF30 Customer (30 Mar 2009 to 18 Feb 2020)
- CF1 Director (AR) (30 Mar 2009 to 18 Feb 2020)
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- CF30 Customer (6 Nov 2007 to 29 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.