David Walton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Advice Bureau Limited
FRN 455545
- CF1 Director (AR) (since 31 May 2017)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 31 May 2017)
IMAC NE Ltd
FRN 779311
- (1)Employed By (since 31 May 2017)
New Homes Mortgage Services (no longer approved here)
FRN 181123
- (5)Employed By (7 Mar 2003 to 11 Aug 2004)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.