David Stephen Thornton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Advice Bureau Limited
FRN 455545
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (15 Jun 2012 to 30 Dec 2012)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (24 Aug 2011 to 11 Jul 2012)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (9 Dec 2008 to 30 Sep 2011)
- CF1 Director (AR) (27 Dec 2007 to 30 Sep 2011)
Advantage Mortgage Services (Yorkshire) Limited (no longer approved here)
FRN 476899
- (1)Employed By (27 Dec 2007 to 30 Sep 2011)

Updates to this individual's record on the FCA register.

12 hours ago
controlled function removed: Employed By at Advantage Mortgage Services (Yorkshire) Limited
12 hours ago
controlled function added: (1)Employed By at Advantage Mortgage Services (Yorkshire) Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.