Momentum Global Investment Management Limited

• Principal Place of Business

  3 More London

  Riverside 3rd Floor

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442074897223

  Web

  https://www.momentum.co.uk

• Complaints Contact

  3 More London

  Riverside 3rd Floor

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442074897223

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul William Jeffries

  IRN PWJ01022

  • CF26 Customer Trading (30 Sep 2004 to 24 Nov 2005)
• Peter Derrick Hall

  IRN PDH01146

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Aug 2024)
  • CF30 Customer (2 Oct 2014 to 8 Dec 2019)
• Peter Hermann Gobel

  IRN PHG01025

  • CF3 Chief Executive (30 Sep 2004 to 31 Jul 2005)
  • CF8 Apportionment and Oversight (30 Sep 2004 to 31 Jul 2005)
  • CF1 Director (30 Sep 2004 to 31 Jul 2005)
• Peter Mann

  IRN PXM00249

  • SMF9 Chair of the Governing Body (since 26 Feb 2025)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 26 Feb 2025)
  • CF2 Non Executive Director (13 Apr 2017 to 8 Dec 2019)
• Philip James Peter Woolliscroft

  IRN PJW01124

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Feb 2024)
  • SMF16 Compliance Oversight (since 14 Dec 2023)
• Pierce Barry Clements

  IRN PXC00129

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2021)
• Rael Ilan Gordon

  IRN RIG01022

  • CF2 Non Executive Director (30 Oct 2014 to 1 Mar 2017)
• Rajesh Goswami

  IRN RXG01412

  • [FCA CF] Manager of certification employee (15 Oct 2024 to 31 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
  • CF30 Customer (14 Dec 2015 to 8 Dec 2019)
• Reena Thakkar

  IRN RXT01402

  • [FCA CF] Client dealing (9 Nov 2022 to 20 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
  • CF1 Director (6 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (10 Dec 2015 to 8 Dec 2019)
• Richard Alexander Parfect

  IRN RAP01137

  • [FCA CF] Client dealing (since 1 Apr 2021)

No changes recorded yet.