Philip James Peter Woolliscroft

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Momentum Global Investment Management Limited
FRN 232357
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Feb 2024)
- SMF16 Compliance Oversight (since 14 Dec 2023)
Crown Agents Investment Management Limited
FRN 119207
- SMF16 Compliance Oversight (since 14 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2023)
Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- CF10 Compliance Oversight (15 Sep 2003 to 3 Feb 2006)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF27 Investment Management (1 Dec 2001 to 11 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.