Momentum Global Investment Management Limited

• Principal Place of Business

  3 More London

  Riverside 3rd Floor

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442074897223

  Web

  https://www.momentum.co.uk

• Complaints Contact

  3 More London

  Riverside 3rd Floor

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442074897223

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Cooper

  IRN RXC01232

  • [FCA CF] Significant management (since 17 Oct 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Oct 2014 to 8 Dec 2019)
• Richard Francis John Atkinson

  IRN RFA01008

  • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
  • CF21 Investment Adviser (30 Sep 2004 to 7 Oct 2004)
  • CF27 Investment Management (30 Sep 2004 to 31 Oct 2007)
  • CF1 Director (30 Sep 2004 to 19 Mar 2008)
• Richard Roland Humphry

  IRN RRH01037

  • CF21 Investment Adviser (16 Oct 2004 to 7 Jan 2005)
• Richard Thomas O'Connell

  IRN RTO01008

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF27 Investment Management (30 Sep 2004 to 31 Oct 2007)
• Robert Alastair Rhodes

  IRN RAR01072

  • CF28 Systems and controls (1 Nov 2007 to 15 May 2019)
  • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 11 Jun 2012)
  • CF14 Risk Assessment (17 Oct 2006 to 31 Oct 2007)
  • CF26 Customer Trading (19 Dec 2005 to 31 Oct 2007)
  • CF20 Significant Mgt (Settlements) (1 Oct 2004 to 31 Oct 2007)
• Robert White

  IRN RMW01160

  • [FCA CF] Client dealing (11 Aug 2020 to 27 Jan 2023)
• Roberts Latvis Grava

  IRN RXG00008

  • SMF3 Executive Director (since 23 May 2023)
• Robin William Irwin

  IRN RWI01003

  • CF30 Customer (1 Nov 2007 to 8 Jun 2012)
  • CF27 Investment Management (30 Sep 2004 to 31 Oct 2007)
• Ross Anthony Revell

  IRN RAR01094

  • SMF16 Compliance Oversight (21 Apr 2023 to 18 Dec 2023)
• Roxanne Power

  IRN RXP01194

  • [FCA CF] Manager of certification employee (since 21 Oct 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 2 Nov 2023)

No changes recorded yet.