Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
    • [FCA CF] Client dealing (since 21 Nov 2022)
    • [FCA CF] Material risk taker (21 Nov 2022 to 24 Nov 2025)
  • McInroy & Wood Ltd (no longer approved here)

    FRN 121926

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2022)
    • CF30 Customer (23 May 2016 to 8 Dec 2019)
  • MAUNBY INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 114428

    • CF30 Customer (20 Apr 2012 to 13 May 2016)
  • Momentum Global Investment Management Limited (no longer approved here)

    FRN 232357

    • CF30 Customer (1 Nov 2007 to 8 Jun 2012)
    • CF27 Investment Management (30 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.