Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 15 May 2019)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 11 Jun 2012)
- CF14 Risk Assessment (17 Oct 2006 to 31 Oct 2007)
- CF26 Customer Trading (19 Dec 2005 to 31 Oct 2007)
- CF20 Significant Mgt (Settlements) (1 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.