Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 17 Oct 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Oct 2014 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (1 Nov 2007 to 21 Aug 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.