Paul William Jeffries

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Client dealing (since 9 Aug 2022)
AQR Capital Management (Europe) LLP (no longer approved here)
FRN 567411
- CF30 Customer (20 Jun 2013 to 20 Jul 2017)
EnTrust Global Ltd. (no longer approved here)
FRN 189330
- CF30 Customer (16 Jun 2011 to 24 May 2013)
Momentum Global Investment Management Limited (no longer approved here)
FRN 232357
- CF26 Customer Trading (30 Sep 2004 to 24 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.