Date authorised
1 April 2013
Companies House
03946009
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    24 High Holborn
    London
    Camden
    WC1V 6AT
    UNITED KINGDOM
    Phone
    +4402079382220
  • Complaints Contact

    24 High Holborn
    London
    Camden
    WC1V 6AT
    UNITED KINGDOM
    Phone
    +4402079382220

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jamie Macfarlane

    IRN JXM90877

    • CF1 Director (AR) (12 Aug 2020 to 28 Aug 2025)
    • CF30 Customer (12 Aug 2020 to 28 Aug 2025)
  • Jeremy James Gregory Smith

    IRN JJS01034

    • CF21 Investment Adviser (7 Sep 2004 to 30 Sep 2005)
  • Jonathan Edgar Coker

    IRN JEC01164

    • CF1 Director (7 Oct 2013 to 13 May 2018)
    • CF30 Customer (1 Nov 2007 to 21 May 2018)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
  • Matthew Thomas Yardley Wreford

    IRN MTW01045

    • CF27 Investment Management (20 Jul 2005 to 6 Oct 2006)
    • CF21 Investment Adviser (20 Jul 2005 to 6 Oct 2006)
    • CF23 Corporate Finance Adviser (20 Nov 2002 to 20 Jul 2005)
  • Mina Samaan

    IRN MXS04235

    • SMF3 Executive Director (since 20 Dec 2024)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
  • Oliver Owen Whitmore Richards

    IRN OXR00038

    • SMF3 Executive Director (since 10 Nov 2021)
  • Oliver Richards

    IRN OXR00019

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Paul Anthony Hart

    IRN PAH01127

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
  • Rory John Stirling

    IRN RJS01449

    • CF1 Director (11 Sep 2013 to 30 Jun 2015)
    • CF30 Customer (20 Jul 2009 to 30 Jun 2015)
  • Sean Patrick Mullaney

    IRN SPM01190

    • CF21 Investment Adviser (18 Mar 2005 to 30 Sep 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.