This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Moore, Clayton & Co (UK) Limited

Watch for changes

FRN: 231804

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alice Nona Benkert
IRN AXB01663
- (3)Employed By (24 Dec 2004 to 31 Mar 2005)
Charlotte Frances Moore
IRN CFM01022
- (2)Employed By (4 Mar 2004 to 30 Sep 2005)
Christopher Lorne Dennis Jonathon Theis
IRN CLT01025
- (1)Employed By (17 Jun 2004 to 28 Feb 2005)
Jeremy James Gregory Smith
IRN JJS01034
- (5)Employed By (7 Sep 2004 to 30 Sep 2005)
Sean Patrick Mullaney
IRN SPM01190
- (6)Employed By (18 Mar 2005 to 30 Sep 2005)
Sergei Volk
IRN SXL01386
- (4)Employed By (10 May 2004 to 31 Aug 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.