Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 6 Mar 2026)
    • CF30 Customer (since 6 Mar 2026)
    • [FCA CF] Client dealing (14 Nov 2025 to 6 Mar 2026)
    • Employed By (since 6 Mar 2026)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • [FCA CF] Significant management (1 Apr 2020 to 16 Jan 2025)
    • CF30 Customer (12 Sep 2019 to 8 Dec 2019)
  • Berkeley Partners LLP (no longer approved here)

    FRN 476893

    • CF4 Partner (13 Feb 2008 to 18 May 2012)
    • CF30 Customer (13 Feb 2008 to 18 May 2012)
  • MMC Ventures Limited (no longer approved here)

    FRN 193704

    • CF21 Investment Adviser (7 Sep 2004 to 30 Sep 2005)
  • Moore, Clayton & Co (UK) Limited (no longer approved here)

    FRN 231804

    • (5)Employed By (7 Sep 2004 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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