Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 31 Oct 2025)
- SMF1 Chief Executive (9 Dec 2019 to 31 Oct 2025)
- CF3 Chief Executive (24 Feb 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Nov 2016 to 4 Apr 2018)
- CF1 Director (14 Nov 2016 to 8 Dec 2019)
- CF3 Chief Executive (AR) (14 Nov 2016 to 23 Feb 2017)
- CF30 Customer (14 Nov 2016 to 8 Dec 2019)
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- CF2 Non Executive Director (22 Oct 2012 to 25 Mar 2014)
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- CF21 Investment Adviser (20 Jul 2005 to 6 Oct 2006)
- CF27 Investment Management (20 Jul 2005 to 6 Oct 2006)
- CF23 Corporate Finance Adviser (20 Nov 2002 to 20 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.