Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 30 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2022)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF27 Partner (since 17 Mar 2020)
  • The Fund Incubator Limited (no longer approved here)

    FRN 208716

    • CF30 Customer (11 Oct 2019 to 8 Dec 2019)
  • MMC Ventures Limited (no longer approved here)

    FRN 193704

    • CF1 Director (7 Oct 2013 to 13 May 2018)
    • CF30 Customer (1 Nov 2007 to 21 May 2018)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF22 Investment Adviser (Trainee) (18 Aug 2004 to 23 Mar 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF22 Investment Adviser (Trainee) (18 Aug 2004 to 23 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.