Mirabaud Asset Management Limited

• Principal Place of Business

  Mirabaud

  10 Bressenden Place

  London

  Westminster

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +4402031677000

  Web

  https://www.mirabaud-am.com

• Complaints Contact

  Mirabaud

  10 Bressenden Place

  London

  Westminster

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +4402031677000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bryony Deuchars-Murphy

  IRN BXD01218

  • [FCA CF] Client dealing (29 Mar 2021 to 10 Aug 2021)
  • [FCA CF] Material risk taker (29 Mar 2021 to 10 Aug 2021)
• Camille Isabelle Vial

  IRN CXV15177

  • Director of firm who is not a certification employee or a SMF manager (since 29 Mar 2021)
  • CF2 Non Executive Director (7 Aug 2019 to 8 Dec 2019)
• Carlo Sestito

  IRN CXS00497

  • [FCA CF] Material risk taker (since 29 Mar 2021)
  • [FCA CF] Manager of certification employee (since 29 Mar 2021)
• Charles Walsh

  IRN CMW01129

  • [FCA CF] Client dealing (29 Mar 2021 to 11 Jun 2025)
  • [FCA CF] Material risk taker (29 Mar 2021 to 11 Jun 2025)
  • CF30 Customer (18 Jun 2012 to 8 Dec 2019)
• Charles William Proger

  IRN CWP01008

  • CF29 Significant management (16 Nov 2015 to 2 Nov 2016)
  • CF30 Customer (9 Mar 2015 to 2 Nov 2016)
• Charlotte, Ann Carter

  IRN CXC00949

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jul 2025)
  • SMF16 Compliance Oversight (since 18 Jul 2025)
• Christina Anne Marie Pamberg

  IRN CAP01121

  • Director of firm who is not a certification employee or a SMF manager (since 19 Jan 2023)
• Christopher Arnaud Sandford Fawcett

  IRN CAF01049

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2025)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jan 2025)
  • CF2 Non Executive Director (5 Feb 2014 to 8 Dec 2019)
• Christopher Paul Brook

  IRN CPB01120

  • CF30 Customer (14 Apr 2014 to 6 Jul 2016)
• Daniel Jetten

  IRN DXJ01097

  • [FCA CF] Client dealing (since 1 Jan 2023)
  • [FCA CF] Material risk taker (since 29 Mar 2021)
  • CF30 Customer (18 Jun 2012 to 8 Dec 2019)

• Kevin O'Kelly (no longer appointed)

  FRN 617013 · Appointed 11 Mar 2014 · Until 31 Dec 2016

• Trenlewis Limited (no longer appointed)

  FRN 610336 · Appointed 15 Nov 2013 · Until 15 Jun 2014

• Anwar Siddiqi (no longer appointed)

  FRN 486466 · Appointed 24 Jul 2008 · Until 31 Dec 2016

• Balwant Nantunhai Patel (no longer appointed)

  FRN 486465 · Appointed 24 Jul 2008 · Until 31 Dec 2016

• Andrew Clark (no longer appointed)

  FRN 223022 · Appointed 21 Feb 2003 · Until 21 May 2004

No changes recorded yet.