Mirabaud Asset Management Limited

• Principal Place of Business

  Mirabaud

  10 Bressenden Place

  London

  Westminster

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +4402031677000

  Web

  https://www.mirabaud-am.com

• Complaints Contact

  Mirabaud

  10 Bressenden Place

  London

  Westminster

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +4402031677000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Moreno

  IRN DAM01235

  • [FCA CF] Manager of certification employee (since 29 Mar 2021)
  • [FCA CF] Client dealing (since 29 Mar 2021)
  • [FCA CF] Material risk taker (since 29 Mar 2021)
  • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
• Daniel Stuart Tubbs

  IRN DST01027

  • CF29 Significant management (29 Oct 2012 to 8 Dec 2019)
  • CF30 Customer (18 Jun 2012 to 8 Dec 2019)
• David Basola

  IRN DXB00466

  • [FCA CF] Client dealing (29 Mar 2021 to 30 Apr 2022)
  • [FCA CF] Material risk taker (29 Mar 2021 to 30 Apr 2022)
  • [FCA CF] Manager of certification employee (29 Mar 2021 to 30 Apr 2022)
• David Brooks

  IRN DXB02564

  • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
• David Fausto Basola

  IRN DFB01041

  • CF30 Customer (20 Jun 2014 to 8 Dec 2019)
• David Kneale

  IRN DRK01024

  • [FCA CF] Client dealing (29 Mar 2021 to 25 Sep 2023)
  • [FCA CF] Manager of certification employee (29 Mar 2021 to 25 Sep 2023)
  • [FCA CF] Material risk taker (29 Mar 2021 to 25 Sep 2023)
  • CF29 Significant management (8 Mar 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (23 Aug 2002 to 31 Oct 2007)
• Debra Orton

  IRN DXO00127

  • [FCA CF] Material risk taker (since 11 Jul 2022)
  • [FCA CF] Significant management (since 11 Jul 2022)
• Dénes Galyò

  IRN DXG00656

  • [FCA CF] Material risk taker (since 1 Oct 2025)
• Edward Peter-Hoblyn

  IRN EDP01006

  • CF30 Customer (1 Nov 2007 to 15 Oct 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Elliot Fowles

  IRN EXF00038

  • [FCA CF] Client dealing (since 11 Aug 2022)
  • [FCA CF] Material risk taker (since 11 Aug 2022)

• Kevin O'Kelly (no longer appointed)

  FRN 617013 · Appointed 11 Mar 2014 · Until 31 Dec 2016

• Trenlewis Limited (no longer appointed)

  FRN 610336 · Appointed 15 Nov 2013 · Until 15 Jun 2014

• Anwar Siddiqi (no longer appointed)

  FRN 486466 · Appointed 24 Jul 2008 · Until 31 Dec 2016

• Balwant Nantunhai Patel (no longer appointed)

  FRN 486465 · Appointed 24 Jul 2008 · Until 31 Dec 2016

• Andrew Clark (no longer appointed)

  FRN 223022 · Appointed 21 Feb 2003 · Until 21 May 2004

No changes recorded yet.