Mirabaud Asset Management Limited

Date authorised
1 April 2013
Companies House
01631005
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mirabaud
    10 Bressenden Place
    London
    Westminster
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +4402031677000
    Web
    https://www.mirabaud-am.com

  • Complaints Contact

    Mirabaud
    10 Bressenden Place
    London
    Westminster
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +4402031677000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • François Henri Leyss

    IRN FHL01008

    • CF28 Systems and controls (23 May 2014 to 8 Dec 2019)
  • Frederic Michel Louis Portier

    IRN FMP01006

    • CF30 Customer (14 Nov 2007 to 31 Aug 2011)
  • Giles Philip Maxwell Morland

    IRN GPM01048

    • CF28 Systems and controls (1 Nov 2007 to 17 Mar 2014)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Dec 2015)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 17 Mar 2014)
  • Graeme Robert Pollok

    IRN GRP01029

    • CF10a CASS Oversight function (21 Aug 2013 to 17 Oct 2014)
    • CF10 Compliance Oversight (2 Mar 2012 to 17 Oct 2014)
  • Gregori Zak Smerczak

    IRN GZS01003

    • CF30 Customer (15 Jun 2011 to 30 Jan 2015)
  • Gregorius Johannes Luijkx

    IRN GJL01113

    • CF30 Customer (21 Apr 2015 to 30 Jun 2016)
  • Gurdeep Singh Bumbra

    IRN GXB01209

    • [FCA CF] Material risk taker (4 Aug 2025 to 2 Jan 2026)
    • [FCA CF] Client dealing (4 Aug 2025 to 2 Jan 2026)
  • Hela Dammak

    IRN HXD01040

    • CF30 Customer (1 Oct 2013 to 24 Jan 2014)
  • Hywel Franklin

    IRN HVF01000

    • [FCA CF] Material risk taker (since 29 Mar 2021)
    • [FCA CF] Client dealing (since 29 Mar 2021)
    • [FCA CF] Manager of certification employee (since 29 Mar 2021)
    • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
  • Ian Thorburn

    IRN IHT01005

    • CF29 Significant management (16 Nov 2015 to 26 Sep 2018)
    • CF30 Customer (10 Mar 2015 to 26 Sep 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Kevin O'Kelly (no longer appointed)

    FRN 617013 · Appointed 11 Mar 2014 · Until 31 Dec 2016

  • Trenlewis Limited (no longer appointed)

    FRN 610336 · Appointed 15 Nov 2013 · Until 15 Jun 2014

  • Anwar Siddiqi (no longer appointed)

    FRN 486466 · Appointed 24 Jul 2008 · Until 31 Dec 2016

  • Balwant Nantunhai Patel (no longer appointed)

    FRN 486465 · Appointed 24 Jul 2008 · Until 31 Dec 2016

  • Andrew Clark (no longer appointed)

    FRN 223022 · Appointed 21 Feb 2003 · Until 21 May 2004

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.