Hywel Franklin

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabaud Asset Management Limited

    FRN 122140

    • [FCA CF] Client dealing (since 29 Mar 2021)
    • [FCA CF] Material risk taker (since 29 Mar 2021)
    • [FCA CF] Manager of certification employee (since 29 Mar 2021)
    • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 3 Oct 2018)
    • CF21 Investment Adviser (4 Aug 2004 to 31 Oct 2007)
    • CF27 Investment Management (4 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.