Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • [FCA CF] Client dealing (29 Mar 2021 to 25 Sep 2023)
    • [FCA CF] Manager of certification employee (29 Mar 2021 to 25 Sep 2023)
    • [FCA CF] Material risk taker (29 Mar 2021 to 25 Sep 2023)
    • CF29 Significant management (8 Mar 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (23 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.