Daniel Moreno

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mirabaud Asset Management Limited
FRN 122140
- [FCA CF] Client dealing (since 29 Mar 2021)
- [FCA CF] Manager of certification employee (since 29 Mar 2021)
- [FCA CF] Material risk taker (since 29 Mar 2021)
- CF30 Customer (2 Nov 2017 to 8 Dec 2019)
Shard Capital Partners LLP (no longer approved here)
FRN 538762
- CF4 Partner (26 May 2015 to 5 Jul 2017)
- CF30 Customer (26 May 2015 to 27 Oct 2017)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF4 Partner (AR) (24 Jun 2011 to 1 Dec 2011)
- CF30 Customer (19 May 2011 to 1 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.