Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 5 May 2022)
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- [FCA CF] Client dealing (29 Mar 2021 to 10 Aug 2021)
- [FCA CF] Material risk taker (29 Mar 2021 to 10 Aug 2021)
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- CF30 Customer (25 Aug 2016 to 25 Nov 2019)
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- CF30 Customer (1 Nov 2007 to 12 Apr 2016)
- CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 12 Apr 2016)
- CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
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- CF27 Investment Management (19 Apr 2005 to 13 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.