Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mirabaud Asset Management Limited
FRN 122140
- [FCA CF] Client dealing (since 1 Jan 2023)
- [FCA CF] Material risk taker (since 29 Mar 2021)
- CF30 Customer (18 Jun 2012 to 8 Dec 2019)
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- CF30 Customer (29 Apr 2010 to 31 Jan 2011)
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- CF26 Customer Trading (11 Oct 2004 to 31 Jan 2005)
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- CF26 Customer Trading (7 Aug 2002 to 31 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.