M&G Investment Management Limited

• Principal Place of Business

  10 Fenchurch Avenue

  -

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +4402076264588

  Web

  https://www.mandg.co.uk

• Complaints Contact

  10 Fenchurch Avenue

  -

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +442076264588

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Douglas Bailey

  IRN SDB01056

  • CF30 Customer (1 Nov 2007 to 6 Jan 2016)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Simon Dracas

  IRN SXD00304

  • SMF24 Chief Operations (27 Apr 2023 to 17 Oct 2023)
  • [FCA CF] Manager of certification employee (12 Jan 2022 to 31 Mar 2026)
  • [FCA CF] Significant management (9 Sep 2020 to 31 Mar 2026)
• Simon Dunderdale

  IRN SXD01178

  • [FCA CF] Client dealing (since 10 Aug 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Simon Ellis

  IRN SCE01035

  • [FCA CF] Material risk taker (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 12 Aug 2020)
  • CF30 Customer (20 Nov 2014 to 8 Dec 2019)
• Simon Green

  IRN SXG00615

  • [FCA CF] Client dealing (since 20 Jan 2023)
• Simon Henry Faure

  IRN SHF01023

  • [FCA CF] Manager of certification employee (30 Jul 2020 to 16 Feb 2021)
  • [FCA CF] Client dealing (30 Jul 2020 to 16 Feb 2021)
  • CF30 Customer (7 Dec 2007 to 8 Dec 2019)
• Simon Humphrey Westland Pilcher

  IRN SHP01013

  • CF30 Customer (1 Nov 2007 to 1 Apr 2019)
  • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 1 Apr 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Simon Iversen

  IRN SXI42364

  • [FCA CF] Material risk taker (since 18 Sep 2025)
  • [FCA CF] Manager of certification employee (since 18 Sep 2025)
  • [FCA CF] Client dealing (since 18 Sep 2025)
  • [FCA CF] Material risk taker (1 Jan 2024 to 1 Jul 2025)
  • [FCA CF] Client dealing (5 Dec 2023 to 1 Jul 2025)
  • [FCA CF] Manager of certification employee (5 Dec 2023 to 1 Jul 2025)
• Simon James Wrench

  IRN SJW01197

  • [FCA CF] Client dealing (since 13 Jul 2020)
  • CF30 Customer (11 Feb 2011 to 8 Dec 2019)
• Simon Moffatt

  IRN STM01065

  • [FCA CF] Significant management (since 13 Jul 2020)

• Fideres LLP (no longer appointed)

  FRN 500454 · Appointed 5 May 2009 · Until 1 Mar 2011

• Prudential Portfolio Managers (UK) Limited (no longer appointed)

  FRN 150696 · Appointed 22 Dec 1988 · Until 19 Jan 2001

No changes recorded yet.