Simon Iversen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited

    FRN 119328

    • [FCA CF] Client dealing (since 18 Sep 2025)
    • [FCA CF] Material risk taker (since 18 Sep 2025)
    • [FCA CF] Manager of certification employee (since 18 Sep 2025)
    • [FCA CF] Material risk taker (1 Jan 2024 to 1 Jul 2025)
    • [FCA CF] Manager of certification employee (5 Dec 2023 to 1 Jul 2025)
    • [FCA CF] Client dealing (5 Dec 2023 to 1 Jul 2025)
  • M&G Alternatives Investment Management Limited

    FRN 122011

    • [FCA CF] Client dealing (since 18 Sep 2025)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF18 Other Overall Responsibility (9 Apr 2024 to 1 Jul 2025)
    • [PRA CF] Key function holder (10 Oct 2023 to 9 Apr 2024)
    • [FCA CF] Manager of certification employee (5 Feb 2020 to 9 Apr 2024)
    • [FCA CF] Client dealing (5 Feb 2020 to 1 Jul 2025)
    • [FCA CF] Significant management (10 Dec 2018 to 9 Apr 2024)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • SMF18 Other Overall Responsibility (9 Apr 2024 to 1 Jul 2025)
    • [FCA CF] Material risk taker (1 Jan 2024 to 9 Apr 2024)
    • [PRA CF] Key function holder (10 Oct 2023 to 9 Apr 2024)
    • [FCA CF] Client dealing (5 Feb 2020 to 1 Jul 2025)
    • [FCA CF] Manager of certification employee (5 Feb 2020 to 9 Apr 2024)
    • [FCA CF] Significant management (10 Dec 2018 to 9 Apr 2024)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • [FCA CF] Manager of certification employee (2 Jul 2020 to 1 Jul 2025)
    • [FCA CF] Client dealing (2 Jul 2020 to 1 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

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