Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (1 Oct 2019 to 8 Dec 2019)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • CF30 Customer (28 Aug 2013 to 1 Apr 2019)
    • CF1 Director (28 Aug 2013 to 1 Apr 2019)
    • CF3 Chief Executive (28 Aug 2013 to 1 Apr 2019)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF30 Customer (1 Nov 2007 to 1 Apr 2019)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Apr 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.