Simon Henry Faure

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G Investment Management Limited (no longer approved here)
FRN 119328
- [FCA CF] Manager of certification employee (30 Jul 2020 to 16 Feb 2021)
- [FCA CF] Client dealing (30 Jul 2020 to 16 Feb 2021)
- CF30 Customer (7 Dec 2007 to 8 Dec 2019)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- [FCA CF] Client dealing (30 Jul 2020 to 16 Feb 2021)
- [FCA CF] Manager of certification employee (30 Jul 2020 to 16 Feb 2021)
- CF30 Customer (12 Sep 2017 to 8 Dec 2019)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF27 Investment Management (16 Jul 2004 to 25 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.