M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lorna Jane Montgomery

    IRN LXM00649

    • CF30 Customer (2 Jan 2024 to 12 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (2 Dec 2023 to 12 Jul 2024)
  • Lorraine Alexandra Wilson

    IRN LAW00002

    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Lorraine Bernadette Horan

    IRN LBD01007

    • CF30 Customer (15 Mar 2018 to 20 Nov 2019)
  • Louis Holt

    IRN LXH00456

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2023)
  • Louis William Loveless

    IRN LXL00032

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 9 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Sep 2024)
  • Louise Elizabeth Newton

    IRN LEN01013

    • CF30 Customer (9 Sep 2016 to 5 Jan 2018)
  • Louise Hazel Mackenzie

    IRN LXM00705

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 15 Jun 2024)
    • CF30 Customer (since 20 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 20 May 2024)
  • Louise Moore

    IRN LXV00001

    • CF30 Customer (9 Sep 2013 to 3 Feb 2019)
  • Lubna Rashid

    IRN LXJ01090

    • [FCA CF] Client dealing (27 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (31 Dec 2018 to 8 Dec 2019)
  • Lucy Moran

    IRN LXM01460

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF30 Customer (since 22 Jan 2021)
    • CF1 Director (AR) (since 22 Jan 2021)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (27 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.