Louise Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 May 2025)
    • [FCA CF] Functions requiring qualifications (since 7 May 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (19 Apr 2021 to 13 May 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 May 2025)
    • CF30 Customer (28 Feb 2019 to 13 May 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 3 Feb 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (31 Oct 2012 to 9 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.