Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 16 Oct 2024)
- CF30 Customer (since 5 Sep 2024)
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4Life Wealth Management Limited
FRN 919134
- (1)Employed By (since 5 Sep 2024)
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- [FCA CF] Functions requiring qualifications (4 May 2020 to 14 Aug 2024)
- [FCA CF] Client dealing (4 May 2020 to 14 Aug 2024)
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- CF30 Customer (9 Sep 2016 to 5 Jan 2018)
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- CF30 Customer (6 Sep 2016 to 8 Sep 2016)
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- CF30 Customer (10 Feb 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 4Life Wealth Management Limited
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controlled function added: (1)Employed By at 4Life Wealth Management Limited