Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Sep 2024)
    • CF30 Customer (since 9 Sep 2024)
    • (1)Employed By (since 9 Sep 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (19 Apr 2023 to 2 Oct 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (10 Jul 2020 to 2 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Andy Cole Financial Planning LTD

  2. controlled function added: (1)Employed By at Andy Cole Financial Planning LTD