Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (27 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (31 Dec 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (12 Apr 2017 to 31 Aug 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 23 Sep 2011)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 9 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.